Mind and Management

Posted on: 25 September 2018

Written by: Ben Mason

Resources Factsheets Mind and Management

'Mind and management' - the key things to consider

The FCA have confirmed that they consider these areas as part of their decision on whether or not to authorise a firm. This factsheet outlines the guidance to meet the FCA Mind and Management considerations

Click here to access factsheet

BM web size v1

Ben Mason

Ben was Chief Executive Officer of Compliancy Services for more than 10 years ahead of its transition into Cosegic.

Contact Ben

Related resources

All resources
iStock 1460490920 Event
6 December 2023

Payment Services Regulatory Compliance Forum 2023

iStock 1002848180 Article
21 November 2023

Proposed changes to HNW and sophisticated investors’ financial promotions exemptions watered down

iStock 1203918659 Article
20 November 2023

And the ‘EMI’ goes to…

iStock 479324890 Article
8 November 2023

FCA warns on insider dealing risks around market soundings