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Sectors – Investment Firms – Private Markets

Private Markets.

Speak to our Private Markets experts
KEY SERVICES – LEVERAGE OUR EXPERTISE
FCA Authorisation SEC Registration Variation of permission Change in control Ongoing compliance support Secondments Consumer Duty Compliance health check Technology SM&CR Regulatory Reporting ICARA Wind-down planning

Private Equity.

In Private Equity today, every interaction, structure and transaction carries complex compliance implications. At Cosegic, we take care of the nuances of ever-evolving regulations, so you can focus on the art of delivering the deal.

From FCA and SEC compliance programmes to observations around AIFMD, MiFID II, SM&CR, IFPR and Consumer Duty, we act as your eyes and ears in a fast-paced regulatory space. Our advisors understand, interpret and anticipate regulatory developments to deliver compliant programmes that give you a competitive edge with investors.

As a result, rather than compliance slowing down transactions, we transform it into a catalyst. Whether it’s enhancing your audit-readiness or developing risk assessments that adapt to regulatory changes, we empower you with the controls to counteract red flags before they become roadblocks.

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VENTURE CAPITAL.

In today’s venture capital landscape, every transaction, structure and interaction comes with intricate compliance considerations. At Cosegic, we navigate the developing regulatory landscape on your behalf, so you can focus on closing deals.

From regulatory compliance programmes to insights on KYC and FCA notifications, we serve as your eyes and ears in a rapidly shifting regulatory landscape. Our advisers interpret and anticipate regulatory change, developing tailored compliance programmes that instill confidence.

Rather than letting compliance slow down transactions, we turn it into an advantage by streamlining your processes. From strengthening examination readiness to building compliance programmes that evolve with regulation, we equip you with the controls you need to protect your business.

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PRIVATE CREDIT.

In private credit, while maintaining your focus on risk management, deal sourcing, and the nuances of restructuring, regulatory considerations arise. We help you to make sure your compliance infrastructure is robust enough to withstand scrutiny from investors and the regulator.

From KYC to MiFID and IFPR, private credit managers today are under pressure to deliver stellar performance but do so while maintaining the highest standards of integrity and regulatory compliance. By providing practical advice on regulation from your ICARA to SM&CR and market abuse, we ensure you can focus on executing your investment strategy.

Our advisors turn compliance from a potential detractor to a catalyst, equipping you with the advice you need to thrive and grow.

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REAL ESTATE.

In real estate today, whether it’s portfolio management, sourcing deals and raising assets, regulatory considerations arise. With our expert regulatory knowledge on hand, we ensure your compliance infrastructure stands up to scrutiny.

Today’s markets require close attention from real estate managers, whether it’s looking after the portfolio or sourcing new deals, regulatory complexities arise. At Cosegic, we remain laser-focused on helping you overcome regulatory challenges to maximise your opportunity for success.

From MIFID II, IFPR and conflicts of interest to refining your governance structure and internal control framework, we go beyond mandatory compliance. At Cosegic, we empower real estate managers with thoughtful compliance management programmes that form a robust yet proportionate framework for you to do business.

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KEY SERVICES – LEVERAGE OUR EXPERTISE
FCA Authorisation SEC Registration Variation of permission Change in control Ongoing compliance support Secondments Consumer Duty Compliance health check Technology SM&CR Regulatory Reporting ICARA Wind-down planning
Our experts
Get in touch
Stephen Roberts
Stephen Roberts
Lead Director, Head of Investment Firms
Daniel Chessher
Daniel Chessher
Director, Investment Firms
Gary Paulus
Gary Paulus
Associate Director, Investment Firms
Tom Lockwood
Tom Lockwood
Associate Director, Investment Firms
Colin Iles
Colin Iles
Associate Director, Investment Firms
Joanna Scott
Joanna Scott
Associate Director, Investment Firms
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