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      • SM&CR
      • Safeguarding audits
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Sectors — Investment Firms

Investment Firms.

In a climate where investment is cautious and scrutiny is intense, a well-structured compliance framework reassures regulators of your ability to manage capital (and risk) capably and responsibly. It also gives LPs, institutions and high-net-worth individuals a compelling reason to trust you with their assets.

With over 200 investment firms as clients and more than three decades of experience, Cosegic understands the operating models and regulatory pressures of the investment sector. We apply this insight to embed compliance seamlessly into your culture and to add resilience to your processes.

Speak to a sector expert
Who we serve
Investment Managers

We support fund and asset managers by reducing the regulatory burden, building robust compliance frameworks, and enabling you to focus on investment performance and growth.

Explore Investment Manager services
Hedge Funds

We help hedge funds navigate intense regulatory scrutiny with compliance frameworks that protect investor confidence and keep your operations audit ready.

Explore Hedge Fund services
Private Markets

We help private equity, venture capital, private credit and real estate managers turn regulatory complexity into robust compliance frameworks, so you can focus on deals, portfolios and performance.

Explore Private Markets services
Financial Intermediaries

We help placement agents, advisers, brokers and corporate finance firms simplify regulatory complexity, building compliance frameworks that let you focus on deals, clients and growth.

Explore Financial Intermediaries services
Investors

We support proprietary traders, family offices and wealth managers with compliance frameworks that turn regulatory complexity into clarity, so you can focus on performance, clients and reputation.

Explore Investor services
Investment Managers

We support fund and asset managers by reducing the regulatory burden, building robust compliance frameworks, and enabling you to focus on investment performance and growth.

Explore Investment Manager services
Hedge Funds

We help hedge funds navigate intense regulatory scrutiny with compliance frameworks that protect investor confidence and keep your operations audit ready.

Explore Hedge Fund services
Private Markets

We help private equity, venture capital, private credit and real estate managers turn regulatory complexity into robust compliance frameworks, so you can focus on deals, portfolios and performance.

Explore Private Markets services
Financial Intermediaries

We help placement agents, advisers, brokers and corporate finance firms simplify regulatory complexity, building compliance frameworks that let you focus on deals, clients and growth.

Explore Financial Intermediaries services
Investors

We support proprietary traders, family offices and wealth managers with compliance frameworks that turn regulatory complexity into clarity, so you can focus on performance, clients and reputation.

Explore Investor services
Our experts
Get in touch
Stephen Roberts
Stephen Roberts
Lead Director, Head of Investment Firms
Daniel Chessher
Daniel Chessher
Director, Investment Firms
Gary Paulus
Gary Paulus
Associate Director, Investment Firms
Tom Lockwood
Tom Lockwood
Associate Director, Investment Firms
Colin Iles
Colin Iles
Associate Director, Investment Firms
Joanna Scott
Joanna Scott
Associate Director, Investment Firms
Latest Resources
View all Resources
Factsheet
The Cosegic Financial Crime Audit Checklist

Link
Factsheet
Top 10 Safeguarding Tips

Link
Article
Insights from Financial Crime 360: Key takeaways for the UK’s fight against fraud 

Our takeaways from Financial Crime 360 2025.

Link
Factsheet
Investment Firms Q3 2025 Roundup Newsletter

Link
Article
AML Supervision Reform: A Single Supervisor for Professional Services

The FCA will become the single AML supervisor for professional services. Maya Braine explains what this means for firms.

Link
View all Resources

Contact Us
[email protected] +44 (0)20 7060 4499
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