Webinar recorded on 18th November 2020
A Compliance Healthcheck provides a firm with the comfort and peace of mind that it has the necessary and appropriate compliance policies, procedures, documentation, systems and controls, in place to meet its regulatory obligations.
In our webinar, two of our senior compliance consultants discussed the different types of healthcheck, explored some of the common weaknesses and failures we identify and when and why you should consider a healthcheck.
Access recording
Related resources
All resources
Talking Regulation: PISCES and the rise of secondaries: unlocking liquidity in private markets

What’s the risk? Best practices for conducting a Financial Crime Risk Assessment

UK Fraud Landscape 2025: Insights for Payment Service Providers

Key considerations in implementing a possible motor finance consumer redress scheme