The importance of a Compliance Healthcheck

Date: 18 November 2020

Format: Recorded Webinar

Webinar recorded on 18th November 2020

A Compliance Healthcheck provides a firm with the comfort and peace of mind that it has the necessary and appropriate compliance policies, procedures, documentation, systems and controls, in place to meet its regulatory obligations.

In our webinar, two of our senior compliance consultants discussed the different types of healthcheck, explored some of the common weaknesses and failures we identify and when and why you should consider a healthcheck.

Access recording


Related resources

All resources
iStock 1460490920 Event

Payment Services Regulatory Compliance Forum 2023

iStock 1174872671 Article

Payments Newsletter - November 2023

iStock 1145755328 Article

A guide to effective fraud management – for Payment and E-money Firms

iStock 1002848180 Article

Proposed changes to HNW and sophisticated investors’ financial promotions exemptions watered down