Bitesize Compliance Webinar: IFPR Public Disclosure requirements for MIFIDPRU investment firms

Date: 25 July 2023

Format: Recorded Webinar

On 25th July 2023, we at Cosegic were delighted to launch the first in our series of ‘Bitesize Compliance’ lunchtime webinars. These webinars, which are 30 minutes in duration, closely examine a topical aspect of compliance to offer practical and digestible guidance, and are followed by the opportunity to ask our experts questions in a live Q&A format. This series is relevant to all regulated firms but will focus on a variety of specific sectors and topics across each of the lunchtime sessions.

In our first webinar of the series, we looked at IFPR Public Disclosure requirements for MIFIDPRU investment firms.

Access Webinar Recording

Webinar held on: 25th July 2023

Time: 12:00 – 12:30

Relevant for: MIFIDPRU Investment Firms

IFPR Public Disclosure requirements

The Investment Firm Prudential Regime (IFPR) introduced new Public Disclosures requirements for investment firms, replacing Pillar 3 disclosure obligations. These new requirements mean that not only do firms have to disclose more than before, but the disclosures are also now applicable to all MIFIDPRU investment firms, including exempt-CAD firms who were previously exempt.

To ensure that firms are compliant with these new requirements and ready for their first disclosure, firms need to understand the scope of the application of the new rules to their firm and ensure that they make the correct disclosures as applicable to their firm on a consistent basis going forward.

By signing up to watch this webinar recording you will gain an understanding of the following:

  • The new disclosure requirements
  • Its applicability to different types of MIFIDPRU investment firms
  • Exemptions from disclosure
  • The location of disclosures
  • Remuneration disclosure requirements

Hosts:

Jonathan Aseervatham, Director, Prudential Services

Stefan Babic, Associate Director, Prudential Services

Access Webinar Recording

Jonathan

Jonathan Aseervatham

Jonathan is a Director of our Prudential team, where he specialises in helping our clients to assess their regulatory capital and liquidity requirements; to implement IFPR including developing ICARAs and wind down plans; and to assist with their regulatory reporting obligations.

Contact Jonathan

Related resources

All resources
iStock 1437539329 Article

The FCA’s anti-greenwashing rule and supporting guidance: what do firms need to do?

iStock 1174872671 Article

FCA introduces new Form A for Senior Manager and Controlled Function applications

iStock 1181983763 Event

Webinar: Immediate Consumer Duty priorities and how to achieve customer understanding

iStock 177123758 Article

The FCA publishes its proposals on research payment optionality, but with “guardrails”

Jonathan Aseervatham

Jonathan is a Director of our Prudential team, where he specialises in helping our clients to assess their regulatory capital and liquidity requirements; to implement IFPR including developing ICARAs and wind down plans; and to assist with their regulatory reporting obligations. As well as being an experienced compliance professional, Jonathan is also a qualified ACA chartered accountant and a fellow of the Institute of Chartered Accountants in England and Wales (ICAEW).

View Profile

Stefan Babic

Stefan is an Associate Director within our Prudential Services team. He specialises in providing technical support to our clients in respect to capital and liquidity requirements, assisting clients with their with financial and non-financial risk management, supporting firms with ICAAP, ICARA and Wind-down planning and providing ongoing support to firms requiring assistance with their prudential obligations.

View Profile