READ. THEN RULE.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

Events

Bitesize webinar: Establishing a robust prudential monitoring framework

What this webinar covered Financial resilience has always been a key focus area for the FCA’s supervision of investment firms.

Article

Identifying the weaknesses in firms’ transaction reporting governance and control frameworks

Following the introduction of the Markets in Financial Instruments Regulation (“MiFIR”) in 2014, in-scope firms have been required to submit

Article

MS24/2.1 Premium Finance Market Study

Last month the FCA published a proposed Terms of Reference (ToR) for a new market study into the provision of

Article

Managing reputational risk

“Reputation, reputation, reputation! O, I have lost my reputation!” William Shakespeare, Othello (Cassio, Act II, Scene iii) Firms with positive

Article

FCA announce limited temporary flexibility on the ‘Naming and Marketing’ rules

In September, the FCA announced an extension to the implementation timeline for the new naming and marketing rules under its

Article

The dust is far from settling on the motor finance fiasco

Shockwaves flew through the car finance industry last month when the Court of Appeal ruling on secret commissions being received

Events

Webinar: Operational Resilience – the final countdown

This is a pre-recorded webinar that is now available to view on demand. Click here to access the recording of

Talking Regulation

Talking Regulation: Cosegic’s response to FCA CP 24/20

The last quarter of 2024 was dominated by coverage on APP Fraud and the FCA’s Safeguarding Consultation Paper. On the

Factsheet

Corporate Finance Advisors – Retail Permissions

Information for CFAs. This factsheet has been produced to help Corporate Finance Advisors (CFAs) understand what is required when it

Press

Cosegic hires Maya Braine as new Managing Director, Financial Crime

Cosegic, one of the UK’s leading compliance consultancies, is delighted to announce the appointment of Maya Braine as Managing Director

Article

FCA Letter to the Chancellor on Competitiveness – What’s in it for Payments?

Keen followers of the political news will have seen that the Chancellor of the Exchequer recently held a meeting with

Article

FCA Payments ‘Dear CEO’ Letter – Back to the Future?

Following hot on the heels of the FCA CEO Nikhil Rathi’s letter to the Chancellor, Rachel Reeves, we see the

Factsheet

FCA Authorisation vs Appointed Representative (AR).

In the UK, nearly all financial service activities must be authorised by the Financial Conduct Authority (FCA). There are two

Article

Payments Dear CEO Letter – Mind and management

Whilst the latest Dear CEO letter to the Payments portfolio has garnered much interest, there are a couple of ‘highlights’

Article

Portfolio Letter – Claims Management Companies

On 30th January 2025, the FCA issued a Portfolio letter to the CEOs of all Claims Management Companies (CMCs) outlining

Events

Operational Resilience and DORA Webinar