compliance advisory.

Strategic compliance support designed to strengthen governance, controls, and regulatory outcomes.

In times when the regulatory bar is constantly rising, we empower our clients to navigate the inherent complexity with clarity and confidence. By providing tailored, strategic guidance, our advice not only addresses today’s compliance demands but also anticipates tomorrow’s risks and opportunities.

Typically respond within 1 working day.

TRANSFORMING COMPLIANCE INTO ACTIONABLE OUTCOMES. 

We empower your internal teams, strengthen your control frameworks, and deliver regulatory certainty. This prevents compliance slowing down your commercial ambitions and lays the foundation for sustainable growth.

In a world of constant regulatory change, Cosegic experts are the steady hand and strategic voice businesses depend on. Whether grappling with the demands of Consumer Duty, navigating the complexities of MiFID or AIFMD, or aligning your practices with the remuneration code, our advice is always clear, commercially aware, and compliant.

From a full health check to mock regulatory examinations, targeted perimeter guidance or urgent resourcing – our compliance advisory model is built to flex and scale with your needs. And whether providing audits, training, frameworks, secondments or on-demand advice, we deliver solutions that reliably meet FCA or SEC expectations, are proportionate to the size and scale of your firm, aligned with practices adopted by your peers and stand up to regulatory scrutiny.

Key Services - Leverage our Expertise

Select a category to see tailored support and relevant services.

Compliance health checks & assurance reviews

An independent view of your regulatory position, giving senior leadership the insight to act and strengthen compliance foundations.

Short & long-term secondments

Flexible compliance expertise, embedded into your team to keep your business compliant and moving forward.

Ongoing support

When regulatory demands shift or specialist knowledge is needed fast, our ongoing support gives you access to senior compliance expertise.

Perimeter guidance

Clear regulatory boundary guidance, giving you confidence to innovate, grow, and stay within the FCA's perimeter.

Policy & procedure frameworks

Robust policy and procedure frameworks that strengthen governance, reduce risk, and support confident decision-making.

SM&CR

Practical, regulator-ready support that embeds SM&CR confidently across your organisation, tailored to your firm's specific needs.

Safeguarding audits

Independent safeguarding audits that are regulator-aligned, commercially focused and refined through direct FCA engagement.

Operational resilience

Mapping critical dependencies, planning for the unexpected and ensuring continuity of service when it matters most.

Consumer Duty

We help you uncover compliance gaps, demonstrate commitment to fair customer outcomes and ensure your policies withstand regulatory scrutiny.

MIFID, AIFMD & the Remuneration Code

Expert remuneration code support, helping you design compliant reward frameworks with confidence.

Need something else?

Tell us what you’re working on and we’ll point you to the right support, or build a plan around your firm.

Latest Resources

Explore latest resources

Stay ahead with our latest insights, guidance and analysis on regulation and compliance across financial services.

Consumer Duty – clarifying scope and helping firms to take a more proportionate approach.

The FCA’s proposed changes to the Consumer Duty aim to provide greater clarity on its scope, enabling firms to apply

Ghost Broking: Why This Issue Still Keeps Me Up at Night.

The Financial Conduct Authority (FCA) has recently issued another warning—this time highlighting the growing risk of fake motor insurance being

Corporate Memory: Why It Is Overlooked, Why It Matters, and How to Build It.

When people hear the phrase “corporate memory”, it often conjures an unhelpful stereotype: long-serving employees reminiscing about past glories or

Investment Firms Newsletter – June 2026.

Welcome to the June 2026 edition of our Investment Firms Newsletter. Regulatory momentum across the UK and international markets remains

Market Abuse and Admissions: A New Conduct Framework for Crypto.

The FCA’s proposed cryptoasset regime is a significant step in bringing crypto markets within the UK’s wider financial services framework.

Safeguarding via Insurance or Guarantee: What Firms Need to Know Following the FCA’s Implementation of New Requirements.

As the FCA’s enhanced safeguarding regime came into force in May this year, payment services and e-money firms that rely

FREQUENTLY ASKED QUESTIONS

Find answers to the questions we’re asked most often, from our compliance and training services to how we can support your business.

Frequently Asked Question 1

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