Talking Regulation
Multi-firm review into off-channel communications | FCA
FCA review highlights growing scrutiny on off-channel communications under SYSC 10A.
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Talking Regulation
Talking Regulation: Regulators revise Memorandum of Understanding in relation to payments in the UK
The FCA, The Bank of England, the PRA, and the PSR (“the regulators”) have an MoU in place which sets out the high-level framework for working and cooperating with one another in relation to payments in the UK.
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Talking Regulation
Talking Regulation: PISCES and the rise of secondaries: unlocking liquidity in private markets
On 10 June 2025, the Financial Conduct Authority (FCA) published its much-anticipated final rules for a new type of trading venue: the Private Intermittent Securities and Capital Exchange System — better known...
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Talking Regulation
Talking Regulation: A wake-up call for Payment Firms: FCA targets inactivity
FCA Enforcement has taken a “use it or lose it” stance on payment firms to visibly use their licences, or risk the chances of it being revoked: Last week the regulator published...
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