Client Categorisation Under Scrutiny: How We Helped a Private Markets Firm Satisfy the FCA.
Client categorisation and FCA Section 165 requests: how Cosegic supported a private markets investment manager through a full compliance gap...
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Client categorisation and FCA Section 165 requests: how Cosegic supported a private markets investment manager through a full compliance gap...
The FCA has published CP26/28: The UK AIFM Regime, representing a significant reshaping of UK alternative fund manager regulation.
How Cosegic Turned FCA Authorisation into a Launchpad for Brabus Capital.
The FCA’s proposed changes to the Consumer Duty aim to provide greater clarity on its scope, enabling firms to apply...
The Financial Conduct Authority (FCA) has recently issued another warning—this time highlighting the growing risk of fake motor insurance being...
When people hear the phrase “corporate memory”, it often conjures an unhelpful stereotype: long-serving employees reminiscing about past glories or...
Welcome to the June 2026 edition of our Investment Firms Newsletter. Regulatory momentum across the UK and international markets remains strong, with regulators...
The FCA’s proposed cryptoasset regime is a significant step in bringing crypto markets within the UK’s wider financial services framework.CP25/41...
As the FCA’s enhanced safeguarding regime came into force in May this year, payment services and e-money firms that rely...
The UK Government has now previously confirmed that Deferred Payment Credit (DPC), more commonly known as Buy Now Pay Later...
This article was prepared with input from Pete Chapman, partner at Richardson Lissack.We continue our series of articles on the...
BackgroundOn 16 April 2026, the FCA published its Policy Statement, confirming that the existing UK Short Selling Regulation (UK SSR)...
Welcome to the May 2026 Edition of our Investment Firms Newsletter.As May progresses, the regulatory landscape for investment firms continues...
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