Investors.
Proprietary Traders.
Proprietary traders today have a myriad of challenges whether its market volatility, geopolitical risk or cyber security. At Cosegic, our advisers provide tailored guidance to help you meet regulatory challenges head on within this fast-paced environment.
From market abuse to IFPR and algorithmic trading, our regulatory experts are well placed to provide practical working solutions to the challenges you face so that you can focus on sustained investment performance.
From calibrating market abuse controls to assisting with enquires from the regulator on transaction reporting we help propriety traders protect their business by combining practical commercially aware advice with insights on the latest regulatory developments.
Family Offices.
It’s no longer sufficient for family offices to simply be technically compliant. We help ensure your compliance framework is procedurally sound and robust enough to withstand the scrutiny of regulators and your clients.
From managing leverage to regulatory disclosures, family offices face regulatory complexity at every stage. Our advisers ensure you have a robust institutional-grade compliance framework in place that stands up to scrutiny.
From managing conflicts of interest arising from managing third party capital to Annex IV report our exports are able to help at every turn, ensuring robust systems and controls are in place so that your reputation is protected.
Wealth Management.
It’s no longer sufficient for wealth management to simply be technically correct. We help you to make sure your advice is also procedurally sound, transparently documented, and robust enough to withstand the scrutiny of regulators and your clients.
From KYC requirements and staff certification to suitability and shifting governance rules, wealth managers today are under pressure to not only deliver financial performance, but to do so with transparency, discipline, and prudence. By applying nuanced knowledge and establishing a robust compliance culture, we empower your business to build more successful advisory relationships.
Whether advising individuals planning for retirement, institutions managing endowments, or trustees of occupational pension plans, we embed regulatory best practice seamlessly into your processes. This allows you to operate compliantly, without jeopardising the personal touches of your customer service.
