Client Assets Sourcebook (CASS training).
Help your teams understand their responsibilities for safeguarding client money and assets.
Whether you’re handling client funds, overseeing risk management, or ensuring operational transparency, our expert-led CASS training equips you with the skills to safeguard client assets, meet regulatory requirements, and mitigate compliance risks effectively.
By investing in mastering CASS compliance, you position your business as a trustworthy, secure partner, capable of navigating a regulated market.
UNLOCKING THE CASS CODE.
Our CASS training program is designed to help your team navigate the intricate landscape of client asset protection and regulatory adherence. It provides a thorough exploration of the regulatory framework governing client money and custody assets, offering a structured approach to addressing both the routine and complex compliance challenges covered by CASS. This includes practical guidance on key topics such as asset segregation and reconciliations and how to navigate a compliance audit.
Course Overview
Master the rules
Our training is structured into focused modules covering key areas of CASS compliance. Each can be delivered in-person or through the Cosegic online portal, with both options expertly designed to offer an engaging and interactive learning experience.
Course Structure
CASS Client Money
Duration: 60 mins
- Understand what client money is
- Understand the CASS rules on how firms handle client money
CASS Client Safe Custody Assets
Duration: 60 mins
- Understand what client safe custody assets are
- Understand the CASS rules on client safe custody assets
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REALIGNMENT
Our experts explain the fundamentals of realigning your firm’s practices to ensure that client assets are fully segregated from company funds (as required by CASS).
RECONCILIATION
We empower your team to accurately reconcile client money and custody assets, to ensure swift identification of discrepancies, to protect client funds and safeguard compliance.
REPORTING
The training addresses the detail and transparency required for CASS reporting, ensuring your team put the right frameworks in place to deliver this insight accurately and efficiently.
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Who should attend CASS Training?
CASS Training is designed for employees working in FCA-regulated firms that hold or control client money or custody assets, including operational, finance, compliance and senior management teams.
What does the training cover?
The training provides an overview of the FCA Client Assets Sourcebook (CASS), helping employees understand their responsibilities and the importance of safeguarding client assets.
Can the training be tailored to our firm's CASS permissions?
Yes. We can tailor the training to reflect your firm's CASS permissions, business model and the responsibilities of different teams.
Is CASS Training suitable for new employees?
Yes. It is suitable for onboarding new staff as well as providing refresher training for existing employees.
How is CASS Training delivered?
Training is available online or in person and can be delivered to individuals, departments or organisation-wide groups.