Managed Compliance Services for Investment Managers.
Outsourced compliance expertise that provides practical support, oversight, and regulatory confidence.
Investment managers operate in increasingly complex regulatory environments; this is nothing new. To remain compliant with their current obligations as well as future ones, investment managers need to find, train and retain the right skillset to power their compliance operations, along with the right technology. This can be an expensive, long and difficult process to manage, especially during key activity peaks, and can negatively impact performance.
Turn compliance into performance
Cosegic’s Managed Compliance service provides a single, integrated solution. We act as a one-stop shop for compliance operations, allowing investment managers to outsource all or part of their compliance activities to one provider delivered by specialists and supported by our proprietary technology MyCosegic.
Why investment managers use Managed Compliance
Our service is designed for investment managers who want:
- One provider covering multiple compliance disciplines
- Clear ownership and accountability across compliance activity
- Flexible support without permanent headcount growth
- Consistent oversight as regulatory expectations evolve
- Keeping up with regulatory change without adding internal burden
- Benefiting from in depth regulatory expertise
Go beyond compliance to performance today.
WHAT WE DO.
Cosegic provide an end-to-end managed compliance support across a wide range of regulatory obligations. Services can be delivered individually or combined into a broader operating model.
Regulatory compliance
- Financial promotions reviews
- Training
- FCA applications and notifications
- MAR compliance
- Employee trade and communication surveillance
- Ad-hoc support
AML Compliance
- AML/KYC, including EDD
- Remediations
- Training
AML Compliance
- Capital and liquidity oversight
- ICARA development and reporting
- Wind-down planning
Regulatory Reporting (through MyFCA)
- RegData reporting – MIFIDPRU, financial and non-financial
- Connect applications, notifications and attestations
- FCA fees – Online Invoicing System
- Annex IV reporting
Our Tech.
Our Managed Compliance service is powered by MyCosegic, providing a single platform to support workflows, documentation, oversight and reporting across all areas of compliance.
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REVIEW
We review your business model, regulatory permissions, products, client base and existing compliance controls. This allows us to assess your current compliance operating model and identify how responsibilities should be allocated across the firm.
Requirements
We define the scope of managed compliance services, responsibilities, governance structure, reporting cadence and escalation routes. This creates clarity and accountability across outsourced compliance activities and internal oversight.
Run
Our specialist compliance teams operate the agreed services on an ongoing basis, coordinating across compliance disciplines so that surveillance, AML, reporting and regulatory tasks are not handled in isolation.
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FREQUENTLY ASKED QUESTIONS
Find answers to the questions we’re asked most often, from our compliance and training services to how we can support your business.
What is a managed compliance service?
A managed compliance service is an outsourced solution that allows FCA-regulated firms to delegate all or part of their compliance operations to a specialist provider. Rather than building and maintaining an in-house compliance team, firms benefit from access to a full range of compliance expertise, technology, and oversight through a single integrated provider.
Why do regulated firms choose to outsource their compliance function?
Finding, training, and retaining skilled compliance professionals is expensive, time-consuming, and increasingly difficult — particularly during periods of regulatory change or peak activity. Outsourcing compliance to a specialist provider gives firms access to deep regulatory expertise, flexible capacity, and consistent oversight without the cost and complexity of permanent headcount growth.
What compliance activities can be outsourced through a managed compliance service?
A managed compliance service can cover a wide range of compliance activities, including regulatory monitoring, reporting, policy maintenance, risk assessments, training, and FCA liaison. Firms can choose to outsource their entire compliance function or specific elements, depending on their size, complexity, and internal resource.
How does technology support a managed compliance service?
Technology plays a central role in delivering an efficient, scalable managed compliance service. Cosegic's proprietary platform MyCosegic supports regulated firms by streamlining compliance workflows, centralising documentation, and providing real-time oversight of compliance activity across the organisation.
How does a managed compliance service help firms stay ahead of regulatory change?
Regulatory expectations are evolving continuously across all sectors. A managed compliance service ensures firms benefit from proactive monitoring of regulatory developments, timely updates to policies and procedures, and expert guidance on how changes apply to their specific business model — without adding internal burden or distraction from core business activities.