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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

Filter by:
    Article
    Internal vs External Reconciliation: What the New Safeguarding Rules Require.

    PS25/12 tightens safeguarding by mandating daily, evidence-backed reconciliations to prove customer funds are protected by May 2026.

    Link
    Article Press
    Cosegic Strengthens Financial Crime Expertise Through FINTRAIL Acquisition.

    Cosegic strengthens financial crime, regulatory risk and compliance capabilities through its acquisition of FINTRAIL, expanding specialist support for global firms.

    Link
    Article
    Regulatory Outlook 2026 for UK Payments and E-Money: From Policy to Proof.

    By 2026, FCA supervision for UK payments firms will be less about policy and more about proof. The focus is on governance, control effectiveness and evidenced outcomes, with limited tolerance for growth that outpaces risk management and operational resilience.

    Link
    Article
    Creating a Provisional Licence Regime for FCA Authorisation.

    The UK government plans to introduce a Provisional Licence Regime to help start-ups gain FCA authorisation with time-limited permissions and reduced barriers to entry.

    Link
    Article
    Investment Firms Newsletter – January 2026.

    Stay updated with January 2026's top regulatory changes for investment firms, from enhancing fund liquidity risk management, Consumer Duty and boosting the UK Investment culture.

    Link
    Article
    FCA Regulatory Developments Across Insurance, Mortgages and Consumer Credit.

    Explore FCA regulatory developments for insurance, mortgages and consumer credit firms.

    Link
    Article
    FCA Regulatory Priorities for Investment Firms: Key Themes for the Year Ahead.

    Explore FCA regulatory priorities for investment firms, including growth, digital innovation, private markets, outcomes-focused regulation and financial crime.

    Link
    Article
    The UK’s Crypto Regime Arrives.

    UK crypto regulation is moving crypto firmly into the financial mainstream, forcing firms to shift from growth-led models to capital-aware, well-governed and risk-controlled operations.

    Link
    Article
    Life Insurance Stress Test: What the list 2025 Reveals About Solvency UK and Sector Resilience.

    The 2025 Life Insurance Stress Test (LIST 2025) provides the first clear view of how UK life insurers are performing under the Solvency UK regime, confirming the sector’s resilience even under severe but plausible stress scenarios and reinforcing the importance of strong risk management and capital planning.

    Link
    Article
    FCA Consumer Duty Priorities: What Firms Can Expect Under the FCA Strategy 2025–2030.

    FCA Consumer Duty remains a top priority under the FCA Strategy 2025–2030. Learn what firms can expect from reviews, fair value assessments and sector-specific work.

    Link
    Article
    Stablecoin Regulation: How the UK, US and EU Are Shaping the Future of Digital Payments.

    Stablecoin regulation is reshaping global payments. Explore how UK, US and EU regulatory approaches are influencing strategy, competition and the future of digital finance.

    Link
    Article
    FCA Report Card: How MIFIDPRU Firms are getting Prudential Reporting right (and wrong).

    FCA reviews MIFIDPRU regulatory reporting and highlights key issues with ICARA, K-factors, SNI status and OFTR calculations.

    Link
    Article
    Insights from UK Finance’s Economic Crime Congress 2025.

    Insights from the UK Finance Economic Crime Congress on UK economic crime, including fraud prevention, data sharing, public–private partnerships and FCA priorities for 2025–2026.

    Link
    Article
    Investment Firms Newsletter – December 2025.

    Stay updated with December 2025’s top regulatory changes for investment firms, from BFSA and FCA reviews to US AML delays, Form PF changes and SEC 2026 priorities.

    Link
    Article
    Understanding the CCR009 Return: What Consumer Credit Firms Need to Know.

    The FCA is introducing the new CCR009 return - replacing several existing reports and requiring consumer credit firms to provide more detailed, accurate data on their permissions, operations, and revenues from May 2025.

    Link
    Article
    The Final Six-Month Sprint To The FCA’S New Safeguarding Regime.

    The FCA safeguarding regime goes live in 2026. Learn what firms must do now, including resolution packs, audits, returns and accountability requirements.

    Link
    Article
    Autumn Budget 2025: Financial Crime Reflections.

    The Autumn Budget highlights UK high-street money laundering, stronger enforcement, AML strategy changes and updates to the Economic Crime Levy.

    Link
    Article
    Proactive Fraud Detection in Peak Shopping Seasons.

    Fraud detection becomes critical during peak shopping periods. Learn how firms can strengthen controls to prevent APP fraud and seasonal scams.

    Link
    Article
    FCA Review of Credit Builder Products: What Consumers Need to Know.

    The FCA reviews credit builder products, highlighting limited effectiveness, consumer risks and the need for clearer communication and stronger product governance.

    Link
    Article
    From Growth to Disciplined Execution: The New Reality for UK Payments and E-Money Firms.

    UK payments and e-money firms face a new reality: disciplined scalability, stronger governance, tighter economics and smarter product investment.

    Link
    Article
    Get Audit-ready: 9 Considerations When Preparing For A Financial Crime Audit.

    We outline the nine crucial elements of preparing for a financial crime audit, with a link to a checklist for you to use in the lead up to your audit. 

    Link
    Article
    Insights from Financial Crime 360: Key takeaways for the UK’s fight against fraud.

    Our takeaways from Financial Crime 360 2025.

    Link
    Article
    AML Supervision Reform: A Single Supervisor for Professional Services.

    The FCA will become the single AML supervisor for professional services. Maya Braine explains what this means for firms.

    Link
    Article
    FCA Streamlines Capital Rules for Investment Firms.

    Link
    Article
    Financial Crime Controls in Corporate Finance Firms – What the FCA Survey Reveals.

    The FCA has just published the outcomes of a survey of corporate finance firms (CFFs).  The results send a clear message: many firms remain vulnerable to financial crime risks and regulatory censure because key controls are missing or underdeveloped.

    Link
    Article
    Webinar Recording: Protecting Funds Under the FCA’s New Safeguarding Framework.

    Link
    Article
    FCA Proposal on the Application of the FCA Handbook for Regulated Cryptoassets Activities.

    The FCA’s CP25/25 proposes bringing UK crypto firms under mainstream FCA standards on governance, resilience, and consumer protection. It also seeks views on extending FOS redress and Consumer Duty. Responses close 12 November 2025.

    Link
    Article
    Do’s and Don’ts When Submitting an Authorisation Application.

    On 8 September 2025, the FCA’s Market Watch 83 flagged weaknesses in firms’ handling of inside information, governance, and personal account dealing, urging stronger controls and compliance.

    Link
    Article
    Market Watch 83: Navigating The Compliance Challenges of Receiving Inside Information.

    On 8 September 2025, the FCA’s Market Watch 83 flagged weaknesses in firms’ handling of inside information, governance, and personal account dealing, urging stronger controls and compliance.

    Link
    Article
    The evolving role of credit: What’s next?

    FCA blog highlights changing role of credit, with focus on innovation, consumer protection, and support.

    Link
    Article
    HMT Statement on Appointed Representatives Regime.

    HM Treasury plans targeted reforms to the Appointed Representatives Regime to improve oversight and consumer protection.

    Link
    Article One Cosegic
    Meet Edward Vincent – Senior Consultant, Digital Finance

    Edward Vincent shares his career journey from the Bank of England to Cosegic, where he helps clients navigate digital finance and regulatory change.

    Link
    Article
    Motor Insurance and Claims Analysis.

    FCA review links rising motor premiums to higher claim costs and flags poor claims handling, with a premium finance study underway.

    Link
    Article
    New Safeguarding Rules Published.

    FCA publishes new safeguarding rules (PS25/12), confirming the Supplementary Regime from May 2026

    Link
    Article
    APP scams reimbursement dashboard – how well is the UK responding to scam claims?

    On the 16 July 2025, the Payment Systems Regulator (PSR) published its dashboard on the management of reimbursement claims since its policy was imposed on in-scope firms 6 months ago. It remains...

    Link
    Article
    UK National Risk Assessment 2025

    The UK government’s 2025 National Risk Assessment (NRA) has arrived, offering critical updates on money laundering and terrorist financing risks since the last assessment in 2020. This is the first NRA in...

    Link
    Article
    Digital Finance Newsletter – July 2025

    Digital Finance Newsletter July 2025 Welcome to the latest edition of our compliance newsletter. The eagle eyed among you will have noticed that we have had a change of name since the...

    Link
    Article
    HMT, FCA & PRA Reviews of the Senior Managers & Certification Regime (SMCR)

    On 15 July 2025, Rachel Reeves, set out the government’s next steps to boost the UK’s financial services industry in her Leeds Reforms. Simultaneously, HMT, the FCA and the Bank of England...

    Link
    Article
    The FCA’s PS25/4: Revisiting research bundling in the UK – What fund managers and providers need to know

    Published in May 2025, the FCA’s Policy Statement PS25/4 introduced a significant regulatory shift for UK fund managers. While the policy came into effect two months ago, its practical implications are only...

    Link
    Article
    Tackling non-financial misconduct in financial services (“NFM”). Changes to the FCA’s Conduct Rules

    New rule under COCON The Financial Conduct Authority (FCA) is introducing a new rule under the Code of Conduct (COCON) to explicitly address non-financial misconduct (NFM), such as bullying, harassment, and violence,...

    Link
    Article
    The FCA joins forces with other regulators to crack down on illegal finfluencers

    On 7 November 2024, we published an article about how the FCA interviewed twenty finfluencers under caution. That was at the end of October 2024. Well, it seems that the FCA has...

    Link
    Article
    Risk Management and Wind-Down Planning in E-Money and Payment Firms: FCA Multi-Firm Review

    In 2024–25, the Financial Conduct Authority (FCA) conducted a thematic review of 14 e-money and payment firms, assessing their frameworks for enterprise and liquidity risk, as well as their preparedness for an...

    Link
    Article
    Working Together: the FCA and ICO help firms to use AI responsibly

    In a recent news blog, Nikhil Rathi, FCA Chief Executive, and John Edwards, UK Information Commissioner (ICO) have stated that the FCA and ICO will be joining forces and working together to...

    Link
    Article
    CP25/15: A regime for cryptoasset firms: current developments

    Prudential Services is now part of the Financial Resilience sector at Cosegic. The Financial Conduct Authority’s (FCA’s) release of the new draft rules is relevant to firms and consumers that either plan to or...

    Link
    Article
    FCA authorisation for Digital Finance Firms: Do’s and don’ts

    The Financial Conduct Authority (FCA) recently held two separate information sessions to support firms seeking authorisation in the Crypto and the Digital Finance sectors. The session for Cryptoasset applicants took place on...

    Link
    Article
    UK Fraud Landscape 2025: Insights for Payment Service Providers

    The latest UK Finance Annual Fraud Report offers a detailed view of the evolving fraud environment that directly affect payment service providers (PSPs). In 2024, the UK saw a record-breaking 3.31 million...

    Link
    Article
    Key considerations in implementing a possible motor finance consumer redress scheme

    In a recent update published 5 June 2025, the FCA is looking ahead of the Supreme Court decision and are setting out the points for consideration if a redress scheme was introduced...

    Link
    Article
    FCA consults on proposals for Stablecoin Issuance and Cryptoasset custody to boost innovation and safety in the UK

    Following the recent publication by HM Treasury, which proposes regulating cryptoassets under FSMA, the FCA has published two consultation papers titled CP25/14 and CP25/15. This article focuses on CP25/14, specifically on two...

    Link
    Article
    Managing Conflicts of Interest

    Managing conflicts of interest, is something no one (other than complete reprobates) objects to in principle. However, it is something that can be tricky to navigate in practice. For FCA regulated firms...

    Link
    Article
    A review of the FCA’s contactless payment proposals – limitless or limiting?

    The Financial Conduct Authority’s (FCA or the ‘regulator’) latest communication on improving contactless payments has sparked a great deal of interest in the payments industry. The proposed approach involves a physical payment...

    Link
    Article
    Preparing for a financial crime audit: Lessons from recent reviews

    Financial crime and anti-money laundering (“AML”) controls are only effective when they work as intended: to prevent and mitigate illicit activity. Regular audits are one of the most reliable ways to evaluate...

    Link
    Article
    Buy-Now, Pay-Later – What firms need to know

    Last year, the Government ran a six-week consultation between 17 October and 29 November 2024 on proposals for bringing currently unregulated Buy-Now, Pay-Later (BNPL) products into regulation. This consultation also included draft...

    Link
    Article
    Unlocking private markets for the public: The next frontier in UK capital markets

    In 2025, one of the most exciting trends in UK capital markets is unfolding quietly but powerfully: retail access to private markets. Historically the preserve of institutions and ultra-high-net-worth investors, private equity,...

    Link
    Article
    Key talking points in FCA’s CP25/12: Reforms to streamline UK insurance regulation

    The UK is a world leader and a global hub for commercial insurance, providing expertise in underwriting complex and specialty risks, and handling risks from all over the world. At the same...

    Link
    Article
    UK Payment Firms adjust well to new APP scam reimbursement rules

    Since the introduction of the UK’s Authorised Push Payment (APP) scam reimbursement requirement on 7 October 2024, the Payment Systems Regulator (PSR) has reported encouraging progress in both consumer protection and industry...

    Link
    Article
    Smaller asset managers and alternatives business model review: FCA findings

    On 8 May 2025, the FCA published the findings of its review into the business models of smaller asset managers and alternative investment firms. The review aims to support new market entrants...

    Link
    Article
    Two brothers plead guilty to six counts of insider dealing

    On the 9th May 2025, Matthew and Nikolas West (“the brothers”) pleaded guilty to insider dealing in the shares of four companies between November 2016 and January 2020 (“the period”), following a...

    Link
    Article
    HMT Proposes FSMA-Based Cryptoasset Regulation: a new chapter under familiar rules

    “Something old, something new”: this traditional wedding phrase mirrors HM Treasury’s approach to cryptoasset regulation. On 29 April, the HMT released draft rules proposing that cryptoassets be regulated under the Financial Services...

    Link
    Article
    Firms’ treatment of customers in vulnerable circumstances – FCA review

    Last year, the Financial Conduct Authority (FCA) announced that it was conducting a review of how firms treat customers in vulnerable circumstances. It also took the opportunity to consider whether its existing...

    Link

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