Stay updated with April 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and SDR labelling practices.
From October 2027, UK cryptoasset firms must meet FCA Consumer Duty rules. Learn how the four outcomes, products, price, understanding, and support, apply in practice.
A practical guide to insider fraud detection using existing AML and transaction monitoring systems, including detection frameworks, governance models, and a phased implementation roadmap.
Stay updated with March 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and ESG disclosures.
Firms that fail to embed outcome-focused compliance into their core operations risk being exposed in an increasingly data-driven and interventionist regulatory environment.
As firms prepare for CASS 15, increased scrutiny on the selection and oversight of safeguarding third parties means a more structured, risk-based and well-documented approach is now essential.
The Financial Conduct Authority’s CP25/36 proposes replacing rigid quantitative tests with a more flexible qualitative assessment for elective professional clients, alongside a mandatory reassessment of existing client classifications.
From 2027, cryptoasset firms in the UK must meet the FCA’s Consumer Duty, putting customers first through fairness, transparency, and support.
From May 2026, firms must maintain a clear, up-to-date Resolution Pack under CASS 10 to ensure customer funds can be swiftly returned in the event of insolvency.
The FCA’s CP26/4 signals a decisive shift to full financial services regulation for UK crypto firms, prioritising governance, accountability and consumer protection over speed to market.
Stay updated with February 2026's top regulatory changes for investment firms, from capital markets reform, AI innovation ESG disclosures.
The FCA will lift its pause on motor finance complaints on 31 May 2026, giving firms time to prepare for a likely surge in cases and a new compensation scheme.