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Sectors – Investment Firms – Investment Managers

Investment Managers.

Speak to our Investment Management experts
KEY SERVICES – LEVERAGE OUR EXPERTISE
FCA Authorisation MyCosegic SEC Registration Variation of permission Change in control Ongoing compliance support Secondments Consumer Duty Compliance health check Regulatory Reporting ICARA Wind-down planning

Fund Managers.

Fund managers face challenging markets where maintaining focus is key to success. Cosegic eases the regulatory burden ensuring you can pay close attention to trading and the execution of your strategy.

From Annex IV reporting to liquidity management and Form 13F, our advisors help you take care of your day-to-day regulatory obligations. And when regulations change, our strategic advice ensures your business adapts and thrives.

With support available from authorisations and registrations to ongoing advisory services we make sure compliance isn’t a burden to your business. We ensure you can focus on investment performance while maintaining a first-rate reputation with investors and the regulator.

 

Get in touch

ASSET MANAGERS.

With a compliance framework calibrated to complement your investment philosophy and operating model, we help you achieve more than regulator-readiness – you also gain compliant foundations for accelerated growth.

Asset Managers today face tightening expectations around client care and conduct, ESG disclosures, financial crime, and reporting transparency. We implement structures and controls to ensure you’re always prepared for the next regulator, client, or audit request.

From IFPR, MiFID II and AIFMD to streamlining reporting and recalibrating internal controls, we step beyond mandatory compliance. At Cosegic, we empower asset managers with carefully tailored frameworks that form a robust, regulator-ready foundation for accelerating capital performance.

Get in touch
KEY SERVICES – LEVERAGE OUR EXPERTISE
FCA Authorisation MyCosegic SEC Registration Variation of permission Change in control Ongoing compliance support Secondments Consumer Duty Compliance health check SM&CR Regulatory Reporting ICARA Wind-down planning
Our experts
Get in touch
Stephen Roberts
Stephen Roberts
Lead Director, Head of Investment Firms
Daniel Chessher
Daniel Chessher
Director, Investment Firms
Gary Paulus
Gary Paulus
Associate Director, Investment Firms
Tom Lockwood
Tom Lockwood
Associate Director, Investment Firms
Colin Iles
Colin Iles
Associate Director, Investment Firms
Joanna Scott
Joanna Scott
Associate Director, Investment Firms
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