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Managing investments today means balancing performance with a growing regulatory burden.
From Annex IV reporting and IFPR to ESG disclosures and financial crime controls, the obligations facing fund managers and asset managers have never been greater. Cosegic eases that burden, so you can focus on what matters most
Select a category to see tailored support and relevant services.
FCA authorisation is your foundation in UK financial services. We bring the expertise, rigour and track record to get you there.
MyCosegic replaces fragmented compliance work with a single operating system where actions, evidence, approvals and oversight live together.
The US market demands SEC compliance across multiple jurisdictions. Our specialists manage the entire process so you can focus on the opportunity ahead.
As your business evolves, we help you identify, apply for and secure the FCA permissions that reflect your next phase of growth.
When ownership changes, FCA approval is non-negotiable. We bring the precision and expertise to make sure it never becomes an obstacle.
When regulatory demands shift or specialist knowledge is needed fast, our ongoing support gives you access to senior compliance expertise.
Providing experienced compliance professionals to strengthen your team and support regulatory priorities.
We help you uncover compliance gaps, demonstrate commitment to fair customer outcomes and ensure your policies withstand regulatory scrutiny.
An independent view of your regulatory position, giving senior leadership the insight to act and strengthen compliance foundations.
Supporting accurate, timely regulatory reporting to help you meet your ongoing compliance obligations.
Practical, proportionate ICARA processes embedded into day-to-day risk management and built to meet regulatory expectations.
Compliant, crisis-ready wind-down strategies that are clear, credible and integrated into your prudential risk management framework.
Fund managers face challenging markets where maintaining focus is key to success. Cosegic eases the regulatory burden ensuring you can pay close attention to trading and the execution of your strategy.
From Annex IV reporting to liquidity management and Form 13F, our advisors help you take care of your day-to-day regulatory obligations. And when regulations change, our strategic advice ensures your business adapts and thrives.
With support available from authorisations and registrations to ongoing advisory services we make sure compliance isn’t a burden to your business. We ensure you can focus on investment performance while maintaining a first-rate reputation with investors and the regulator.
With a compliance framework calibrated to complement your investment philosophy and operating model, we help you achieve more than regulator-readiness – you also gain compliant foundations for accelerated growth.
Asset Managers today face tightening expectations around client care and conduct, ESG disclosures, financial crime, and reporting transparency. We implement structures and controls to ensure you’re always prepared for the next regulator, client, or audit request.
From IFPR, MiFID II and AIFMD to streamlining reporting and recalibrating internal controls, we step beyond mandatory compliance. At Cosegic, we empower asset managers with carefully tailored frameworks that form a robust, regulator-ready foundation for accelerating capital performance.
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Our Experts
Find answers to the questions we’re asked most often, from our compliance and training services to how we can support your business.
Investment managers and fund managers operating in the UK must comply with a wide range of regulatory obligations, including FCA authorisation, AIFMD, MiFID II, SM&CR, IFPR, and Consumer Duty. Reporting obligations such as Annex IV and Form 13F apply to managers with certain fund structures or US investors, while asset managers face tightening expectations around ESG disclosures, financial crime controls, and reporting transparency.
Asset managers face increasing regulatory pressure across client care and conduct, ESG disclosures, financial crime controls, and reporting transparency. The FCA expects firms to go beyond technical compliance to demonstrate genuine cultural change, robust governance, and a proactive approach to managing risk. Keeping pace with these evolving expectations requires a compliance framework that is dynamic, well-resourced, and calibrated to the firm's specific investment philosophy and operating model.
A: Fund managers face a distinct set of compliance challenges, including managing day-to-day regulatory reporting obligations such as Annex IV and Form 13F, maintaining IFPR-compliant capital and liquidity frameworks, and ensuring compliance keeps pace with market activity and strategic change. In challenging markets where maintaining investment focus is critical, the regulatory burden can be a significant distraction without the right compliance support in place.
A compliance framework calibrated to complement an asset manager's investment philosophy and operating model does more than satisfy regulatory requirements - it creates a robust, regulator-ready foundation for accelerated growth. By implementing structures and controls that prepare firms for the next regulator, client, or audit request, a strong compliance framework builds the trust and credibility that supports capital raising and long-term performance.
Cosegic eases the regulatory burden for investment managers and fund managers, providing support across the full spectrum of compliance obligations - from FCA authorisation and SEC registration to Annex IV reporting, IFPR, MiFID II, AIFMD, and ongoing advisory services. Our tailored frameworks go beyond mandatory compliance to empower investment managers with the foundations they need to focus on investment performance while maintaining a first-rate reputation with investors and regulators.
Tell us a little about your firm and what you're looking to achieve. We'll arrange a personalised demo with the right product specialist and show you how our solution can meet your needs.
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