Our Services

Cosegic is one of the UK's leading compliance consultancies that provides assistance with FCA authorisation, ongoing compliance consulting, financial resilience, compliance health checks and regulatory projects. We also provide and online training and compliance software across our original software Cosegic portal.

FCA Authorisation & Applications

We know what the FCA is looking for after successfully managing over 1,500 applications across all financial sectors. We work closely with our clients to ensure a complete application, which at the core reflects the client’s business plan, reaches the Regulator, to help ensure authorisation is achieved efficiently.
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Compliance Advisory

We provide industry-leading ongoing consultancy services support which is constantly adapted to the ever-evolving regulatory environment. We also routinely solve client specific issues, offer ad-hoc project support, assist with changes in business structure and the effect and impact of new regulation on systems, policies, procedures and controls.
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Compliance Software

Our compliance software offering, Cosegic Portal, is a compliance management and learning management system. Built by our own team, it offers a full suite of compliance training courses, as well as a user friendly, effortless way to assist its clients in meeting their compliance obligations by automating and streamlining key regulatory processes.
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SEC Compliance & Registration

Our in-house SEC specialist team can help with all aspects of an application for SEC registration, as well as a full ongoing advisory service following a firm’s registration.
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Training

Ensuring your management and staff receive appropriate compliance training is a requirement of the FCA’s regulations. We offer two options, online training courses using our Cosegic Portal software and bespoke classroom training and workshops
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Latest resources

iStock 1160915536 Article

The FCA’s PS25/4: Revisiting research bundling in the UK – What fund managers and providers need to know

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Tackling non-financial misconduct in financial services (“NFM”). Changes to the FCA's Conduct Rules

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iStock 1138124341 Article

The FCA joins forces with other regulators to crack down on illegal finfluencers

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Risk Management and Wind-Down Planning in E-Money and Payment Firms: FCA Multi-Firm Review

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Our team

Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for our clients and the Regulator.

It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to a firm’s day-to-day running of their business.