Our Services
Cosegic is one of the UK's leading compliance consultancies that provides assistance with FCA authorisation, ongoing compliance consulting, prudential services, compliance health checks and regulatory projects. We also provide and online training and compliance software across our original software Cosegic portal.
FCA Authorisation & Applications
We know what the FCA is looking for after successfully managing over 1,500
applications across all financial sectors. We work closely with our clients to ensure a
complete application, which at the core reflects the client’s business plan, reaches the
Regulator, to help ensure authorisation is achieved efficiently.
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Compliance Advisory
We provide industry-leading ongoing consultancy services support which is constantly adapted to the ever-evolving regulatory environment. We also routinely solve client specific issues, offer ad-hoc project support, assist with changes in business structure and the effect and impact of new regulation on systems, policies, procedures and
controls.
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Compliance Software
Our compliance software offering, Cosegic Portal, is a compliance management and learning management system. Built by our own team, it offers a full suite of compliance training courses, as well as a user friendly, effortless way to assist its clients in meeting their compliance obligations by automating and streamlining key regulatory processes.
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Prudential Services & Regulatory Reporting
Regulators expect firms to hold sufficient capital based on formulaic requirements, to regularly stress test liquidity risks and to have a robust wind down plan. Our specialist Prudential Team can help you interpret the requirements and avoid common errors that are likely to lead to unwanted attention from the regulator.
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Financial Crime
Under UK legislation, relevant firms must be able to demonstrate that they have robust governance, effective risk procedures and adequate internal control mechanisms to manage their financial crime risk. We help a broad range of firms across all financial sectors, with a special emphasis on those organisations for whom financial crime is
especially complex and demanding.
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SEC Compliance & Registration
Our in-house SEC specialist team can help with all aspects of an application for SEC registration, as well as a full ongoing advisory service following a firm’s registration.
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Training
Ensuring your management and staff receive appropriate compliance training is a requirement of the FCA’s regulations. We offer two options, online training courses using our Cosegic Portal software and bespoke classroom training and workshops
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18 June 2025
Talking Regulation: PISCES and the rise of secondaries: unlocking liquidity in private markets
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