Information for CFAs
This factsheet has been produced to help Corporate Finance Advisors (CFAs) understand what is required when it comes to dealing with and providing investment services to retail clients. In addition a breakdown of the different types of clients that CFAs may come into contact with has been included to help improve understanding.
Click here to access factsheet
Related resources
All resources
19 May 2025
Smaller asset managers and alternatives business model review: FCA findings

13 May 2025
Two brothers plead guilty to six counts of insider dealing

30 April 2025
Consultation Paper CP25/8: FCA proposes removal of outdated data submissions

15 April 2025
Consumer Duty Board Report 2025: Tips, Templates & Resources