A checklist for firms looking to create an AR network
The strategy of creating a network of ARs presents an attractive opportunity for firms to expand their salesforce and grow their business.
Firms taking advantage of these benefits have to meet strict FCA regulatory obligations. These require significant compliance resources and robust systems and processes, placing onerous demands on teams that are already under considerable pressure or which lack the knowledge and expertise required. Our checklist summaries these expectations.
Click here to access factsheet
Related resources
All resources
Talking Regulation: PISCES and the rise of secondaries: unlocking liquidity in private markets
Key considerations in implementing a possible motor finance consumer redress scheme
Managing Conflicts of Interest
Buy-Now, Pay-Later - What firms need to know