FCA update - Non Financial Misconduct

Date: 17 July 2025

Format: Recorded Video

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With the recent update from the FCA on non-financial misconduct, our Lead Director, and Head of Investment Firms, Stephen Roberts discusses the background, rule change and proposals and next steps that Firms should be taking in order to comply with the regulations. 

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Stephen Roberts

Stephen is an experienced compliance professional with many years’ experience working in the financial services industry.

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