Managed Compliance Services for Investment Managers.
Your one-stop compliance service, tailored for investment managers.
Investment managers operate in increasingly complex regulatory environments; this is nothing new. To remain compliant with their current obligations as well as future ones, investment managers need to find, train and retain the right skillset to power their compliance operations, along with the right technology. This can be an expensive, long and difficult process to manage, especially during key activity peaks, and can negatively impact performance.
Turn compliance into performance
Cosegic’s Managed Compliance service provides a single, integrated solution. We act as a one-stop shop for compliance operations, allowing investment managers to outsource all or part of their compliance activities to one provider delivered by specialists and supported by our proprietary technology MyCosegic.
Why investment managers use Managed Compliance
Our service is designed for investment managers who want:
- One provider covering multiple compliance disciplines
- Clear ownership and accountability across compliance activity
- Flexible support without permanent headcount growth
- Consistent oversight as regulatory expectations evolve
- Keeping up with regulatory change without adding internal burden
- Benefiting from in depth regulatory expertise
Go beyond compliance to performance today.
WHAT WE DO.
Cosegic provide an end-to-end managed compliance support across a wide range of regulatory obligations. Services can be delivered individually or combined into a broader operating model.
Regulatory compliance
- Financial promotions reviews
- Training
- FCA applications and notifications
- MAR compliance
- Employee trade and communication surveillance
- Ad-hoc support
AML Compliance
- AML/KYC, including EDD
- Remediations
- Training
Prudential oversight
- Capital and liquidity oversight
- ICARA development and reporting
- Wind-down planning
Regulatory Reporting (through MyFCA)
- RegData reporting – MIFIDPRU, financial and non-financial
- Connect applications, notifications and attestations
- FCA fees – Online Invoicing System
- Annex IV reporting
Our Tech.
Our Managed Compliance service is powered by MyCosegic, providing a single platform to support workflows, documentation, oversight and reporting across all areas of compliance.
Speak to us.
Consolidate your compliance operations under one managed service.
Rule the…
Review.
We review your business model, regulatory permissions, products, client base and existing compliance controls. This allows us to assess your current compliance operating model and identify how responsibilities should be allocated across the firm.
Requirements.
We define the scope of managed compliance services, responsibilities, governance structure, reporting cadence and escalation routes. This creates clarity and accountability across outsourced compliance activities and internal oversight.
Run.
Our specialist compliance teams operate the agreed services on an ongoing basis, coordinating across compliance disciplines so that surveillance, AML, reporting and regulatory tasks are not handled in isolation.
Reporting.
You receive structured compliance reporting covering activity, issues, regulatory risks and resolutions. This supports board and executive oversight, regulatory engagement and audit-ready documentation.
Refresh.
We maintain a forward view of regulatory change, new regulatory obligations and sector developments. The operating model is refined as your firm grows, onboarding new products or expanding its regulatory footprint.
