Specialist compliance support for investment managers, hedge funds and private markets.
In a climate where investment is cautious and scrutiny is intense, a well-structured compliance framework reassures regulators of your ability to manage capital (and risk) capably and responsibly. It also gives LPs, institutions and high-net-worth individuals a compelling reason to trust you with their assets.
With over 200 investment firms as clients and more than three decades of experience, Cosegic understands the operating models and regulatory pressures of the investment sector. We apply this insight to embed compliance seamlessly into your culture and to add resilience to your processes.
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Supporting financial firms since 2003.
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We support fund and asset managers by reducing the regulatory burden, building robust compliance frameworks, and enabling you to focus on investment performance and growth.
We help hedge funds navigate intense regulatory scrutiny with compliance frameworks that protect investor confidence and keep your operations audit ready.
We help private equity, venture capital, private credit and real estate managers turn regulatory complexity into robust compliance frameworks, so you can focus on deals, portfolios and performance.
We help placement agents, advisers, brokers and corporate finance firms simplify regulatory complexity, building compliance frameworks that let you focus on deals, clients and growth.
We support proprietary traders, family offices and wealth managers with compliance frameworks that turn regulatory complexity into clarity, so you can focus on performance, clients and reputation.
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Stay ahead with our latest insights, guidance and analysis on regulation and compliance across financial services.
Welcome to the June 2026 edition of our Investment Firms Newsletter. Regulatory momentum across the UK and international markets remains
Find answers to the questions we’re asked most often, from our compliance and training services to how we can support your business.
Investment firms operating in the UK are subject to a broad range of regulatory obligations, including FCA authorisation, AIFMD, MiFID II, SM&CR, IFPR, and Consumer Duty. Firms with US clients or operations must also navigate SEC registration and the Investment Advisers Act. The specific obligations a firm faces depend on its structure, investment strategy, and client base, making tailored compliance support essential.
In a climate where investor scrutiny is intense, a well-structured compliance framework gives LPs, institutions, and high-net-worth individuals a compelling reason to trust you with their assets. Regulators, investors, and counterparties all conduct rigorous due diligence on compliance standards, making a credible, regulator-ready framework a meaningful competitive advantage in a challenging fundraising environment.
Regulatory compliance touches every aspect of an investment firm's operations, from governance and risk management to client onboarding, financial reporting, and employee conduct. Firms that embed compliance seamlessly into their culture and processes are better positioned to operate efficiently, respond to regulatory change, and demonstrate the standards of accountability and transparency that regulators and investors expect.
Common compliance challenges for investment firms include managing regulatory obligations across multiple jurisdictions, maintaining IFPR-compliant capital frameworks, keeping pace with evolving FCA expectations around conduct and consumer protection, and ensuring financial crime controls are proportionate to the firm's risk profile. Building and retaining skilled compliance teams adds a further layer of complexity.
With over 200 investment firm clients and more than three decades of sector experience, Cosegic understands the operating models and regulatory pressures unique to the investment sector. We apply this insight to embed compliance seamlessly into your culture, add resilience to your processes, and build frameworks that go beyond regulatory obligation to give regulators, investors, and stakeholders every reason to trust your business.
Tell us a little about your firm and what you're looking to achieve. We'll arrange a personalised demo with the right product specialist and show you how our solution can meet your needs.
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