FCA notifications & attestations.
FCA regulated firms have an obligation to be open and transparent with the FCA with regards to how their business is performing and operating.
Whether there is a change in structure, a breach of requirements or simply a change of address, such matters need to be communicated to the FCA as soon as practicably possible. Most of these notifications are carried out through the FCA’s Connect platform and will be on an ad hoc basis.
CONFIDENCE IN YOUR NOTIFICATIONS.
As your second line of defence, we provide an extra layer of security to your Firm to ensure that you maintain transparency with the regulator, in particular in the event of change for your business. Our team invest in understanding your business and processes, we can then raise to you incidents that may require notification to the FCA.
Further, our experienced consultants will help draft concise and professional timely notifications when required to satisfy the FCA’s requirements and expectations, maintaining client confidentiality and allowing you to focus on growing your successful business.
Rule the…
Recognition
We help you identify and assess incidents or changes from governance updates to breaches or structural adjustments that require notification to the FCA
Response
Our consultants prepare precise, timely, and regulator-ready notifications that maintain transparency while safeguarding client confidentiality.
Reassurance
With clear processes and experienced oversight, we give your firm confidence that all notifications and attestations meet FCA expectations, protecting both your regulatory standing and reputation.
