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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    Internal vs External Reconciliation: What the New Safeguarding Rules Require.

    PS25/12 tightens safeguarding by mandating daily, evidence-backed reconciliations to prove customer funds are protected by May 2026.

    Link
    Article
    The Final Six-Month Sprint To The FCA’S New Safeguarding Regime.

    The FCA safeguarding regime goes live in 2026. Learn what firms must do now, including resolution packs, audits, returns and accountability requirements.

    Link
    Article
    New Safeguarding Rules Published.

    FCA publishes new safeguarding rules (PS25/12), confirming the Supplementary Regime from May 2026

    Link
    Article
    Digital Finance Newsletter – July 2025

    Digital Finance Newsletter July 2025 Welcome to the latest edition of our compliance newsletter. The eagle eyed among you will have noticed that we have had a change of name since the...

    Link
    Talking Regulation
    Talking Regulation: Regulators revise Memorandum of Understanding in relation to payments in the UK

    The FCA, The Bank of England, the PRA, and the PSR (“the regulators”) have an MoU in place which sets out the high-level framework for working and cooperating with one another in relation to payments in the UK.

    Link
    Article
    Managing Conflicts of Interest

    Managing conflicts of interest, is something no one (other than complete reprobates) objects to in principle. However, it is something that can be tricky to navigate in practice. For FCA regulated firms...

    Link

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