INSURANCE training.

Practical training to help insurance teams meet FCA expectations, treat customers fairly, and reduce conduct risk across the customer journey.

In the insurance industry, compliance training plays a vital role in ensuring that firms and their staff meet regulatory obligations and treat customers fairly at every stage of the customer journey.

The FCA requires firms to act honestly, fairly, and professionally in the best interests of their clients. This is particularly critical when assisting customers with claims, where clarity, transparency, and empathy are essential — and where poor handling can lead to customer harm, reputational damage, or regulatory intervention. Staff must be trained not only to follow procedures but to understand the underlying conduct standards that shape their responsibilities.

Course Overview

Choose from a range of flexible and accessible financial crime training courses, all delivered through our dedicated compliance Learning Management System (LMS).

Course Structure


Assisting Customers with Claims

Duration: 30 mins

 

  • Understand how important the insurance market is in the UK
  • Describe which claims activities are regulated by the FCA and why
  • List the procedures that must be followed to make sure that insurance claims are processed in line with the FCA’s regulations

Basic Insurance Principles

Duration: 30 mins

 

  • Understand the participants in the insurance market
  • Understand insurance risk and how it is assessed
  • Describe the categories of insurance
  • Describe the principles of insurance

Financial Promotions relating to Insurance 

Duration: 45 mins

 

  • Define what is meant by a financial promotion
  • Identify when you need to be aware of the rules relating to financial promotions
  • Apply the rules to your own job
  • Understand the financial promotion requirements outlined in the FCA Handbook Insurance: Conduct of Business Sourcebook (ICOBS) section

Insurance: Conduct of Business Sourcebook

Duration: 30 mins

 

  • Understand the most important features of the ICOBS
  • Understand how these features apply to your role and the role of others in the industry

Rule the...

readiness

Effective planning is the foundation of a smooth authorisation. In the pre-application phase, we identify your regulated activities, determine the right permissions, and ensure your model, financials, and controls align with FCA requirements.

REFINEMENT

We take the lead in drafting and refining your application with your collaboration – including the regulatory business plan, financial forecasts, and compliance documentation. This ensures every element is tailored to your business model and aligned with the FCA’s threshold conditions.

RESPONSE

As your application progresses, we manage follow-up queries, clarify concerns, and skilfully steer your application through to approval by ensuring responses are prompt, strategic, and regulator-ready.

Latest Resources

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FREQUENTLY ASKED QUESTIONS

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Frequently Asked Question 1

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