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Hosted By:
Jennifer Cahill – Head of the Associate Academy Hub, Cosegic
Stephen Roberts – Lead Director, Head of Investment Firms, Cosegic
Culture and conduct are at the heart of the FCA’s supervisory approach. Poor workplace culture and non-financial misconduct, such as harassment, bullying, or violence can lead to serious regulatory breaches, consumer harm, and reputational damage.
In this 45 minute webinar, our experts Jennifer Cahill and Stephen Roberts broke down the FCA’s new guidance under PS25/23: Tackling Non-Financial Misconduct, which comes into effect for non-bank SMCR firms from September 2026. The webinar covered the practical implications of non-financial misconduct, including how conduct outside the workplace or on social media can impact fitness and propriety, the role of regulatory references, and how firms should update governance, policies, and disciplinary procedures to manage these risks.
The session concluded with a live Q&A, offering the audience an opportunity to pose questions directly to our speakers.
