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Firms’ treatment of customers in vulnerable circumstances – FCA review

Last year, the Financial Conduct Authority (FCA) announced that it was conducting a review of how firms treat customers in

FCA Payments ‘Dear CEO’ Letter – Back to the Future?

Following hot on the heels of the FCA CEO Nikhil Rathi’s letter to the Chancellor, Rachel Reeves, we see the

Payments Dear CEO Letter – Mind and management

Whilst the latest Dear CEO letter to the Payments portfolio has garnered much interest, there are a couple of ‘highlights’

Portfolio Letter – Claims Management Companies

On 30th January 2025, the FCA issued a Portfolio letter to the CEOs of all Claims Management Companies (CMCs) outlining

Enterprise Risk Management vs. Operational Risk Management

Because firms, particularly those in the financial sector, face increasingly complex, interlinked and sophisticated challenges, effective risk management is a

Portfolio Letter – Mortgage Intermediaries

On 30th January 2025, the FCA issued a Portfolio letter to the CEOs of Mortgage Intermediaries outlining the new strategy

Consumer Credit & Insurance Newsletter – February 2025

Consumer Credit & Insurance Compliance Newsletter February 2025 Welcome to the latest edition of our compliance newsletter for Consumer Credit

Firms’ treatment of customers in vulnerable circumstances – FCA review

Last year, the Financial Conduct Authority (FCA) announced that it was conducting a review of how firms treat customers in

DORA – Exploring Firms’ Readiness

I hope people found the webinar we at Cosegic did with Clear Junction last month useful and interesting. If you

Payment Services Newsletter – March 2025

Payment Services Compliance Newsletter March 2025 Welcome to the latest edition of our compliance newsletter aimed at Payments firms, including

Consumer Duty Board Report 2025: Tips, Templates & Resources

Preparing the Consumer Duty Board Report 2025 – Tips to Consider You might think that it has been only a

Dealing with bereaved customers and those with powers of attorney – key observations from the FCA’s Multi-Firm Review

On the 12 April 2025, the FCA provided a concentrated review on how banks and building societies handled customer bereavement

Consultation Paper CP25/8: FCA proposes removal of outdated data submissions

The relationship between financial firms and the FCA is largely centred around the regular submission of reports and data. However,

HMT Proposes FSMA-Based Cryptoasset Regulation: a new chapter under familiar rules

“Something old, something new”: this traditional wedding phrase mirrors HM Treasury’s approach to cryptoasset regulation. On 29 April, the HMT

Two brothers plead guilty to six counts of insider dealing

On the 9th May 2025, Matthew and Nikolas West (“the brothers”) pleaded guilty to insider dealing in the shares of

Smaller asset managers and alternatives business model review: FCA findings

On 8 May 2025, the FCA published the findings of its review into the business models of smaller asset managers

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