INSURANCE training.
Practical training to help insurance teams meet FCA expectations, treat customers fairly, and reduce conduct risk across the customer journey.
In the insurance industry, compliance training plays a vital role in ensuring that firms and their staff meet regulatory obligations and treat customers fairly at every stage of the customer journey.
The FCA requires firms to act honestly, fairly, and professionally in the best interests of their clients. This is particularly critical when assisting customers with claims, where clarity, transparency, and empathy are essential — and where poor handling can lead to customer harm, reputational damage, or regulatory intervention. Staff must be trained not only to follow procedures but to understand the underlying conduct standards that shape their responsibilities.
Course Overview
Choose from a range of flexible and accessible financial crime training courses, all delivered through our dedicated compliance Learning Management System (LMS).
Course Structure
Assisting Customers with Claims
Basic Insurance Principles
Financial Promotions relating to Insurance
Insurance: Conduct of Business Sourcebook
Rule the...
readiness
Effective planning is the foundation of a smooth authorisation. In the pre-application phase, we identify your regulated activities, determine the right permissions, and ensure your model, financials, and controls align with FCA requirements.
REFINEMENT
We take the lead in drafting and refining your application with your collaboration – including the regulatory business plan, financial forecasts, and compliance documentation. This ensures every element is tailored to your business model and aligned with the FCA’s threshold conditions.
RESPONSE
As your application progresses, we manage follow-up queries, clarify concerns, and skilfully steer your application through to approval by ensuring responses are prompt, strategic, and regulator-ready.
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FREQUENTLY ASKED QUESTIONS
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