Bitesize webinar: Establishing a robust prudential monitoring framework
What this webinar covered Financial resilience has always been a key focus area for the FCA’s supervision of investment firms....
Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.
What this webinar covered Financial resilience has always been a key focus area for the FCA’s supervision of investment firms....
Following the introduction of the Markets in Financial Instruments Regulation (“MiFIR”) in 2014, in-scope firms have been required to submit...
Last month the FCA published a proposed Terms of Reference (ToR) for a new market study into the provision of...
“Reputation, reputation, reputation! O, I have lost my reputation!”William Shakespeare, Othello (Cassio, Act II, Scene iii)Firms with positive reputations increase customer acquisition...
In September, the FCA announced an extension to the implementation timeline for the new naming and marketing rules under its...
Shockwaves flew through the car finance industry last month when the Court of Appeal ruling on secret commissions being received...
This is a pre-recorded webinar that is now available to view on demand. Click here to access the recording of the...
Keen followers of the political news will have seen that the Chancellor of the Exchequer recently held a meeting with...
Following hot on the heels of the FCA CEO Nikhil Rathi’s letter to the Chancellor, Rachel Reeves, we see the...
Whilst the latest Dear CEO letter to the Payments portfolio has garnered much interest, there are a couple of ‘highlights’...
On 30th January 2025, the FCA issued a Portfolio letter to the CEOs of all Claims Management Companies (CMCs) outlining...
Because firms, particularly those in the financial sector, face increasingly complex, interlinked and sophisticated challenges, effective risk management is a...
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