The types of firms we work with

  • Credit Brokers

    We have supported a wide range of credit broking clients across all major sectors since 2003, helping more than 800 credit firms get authorised by the FCA, manage their ongoing compliance obligations and reduce their regulatory risk.

  • Leasing

    With more than 360 credit clients currently benefitting from our ongoing support, we are well suited to support firms looking to carry out credit leasing activities. From helping them to achieve authorisation from the FCA to helping them to meet their ongoing compliance obligations.

  • Lending

    We can help new credit lenders get authorised by the FCA, manage their ongoing compliance, and help them to guarantee that the appropriate steps have been taken to ensure all senior managers meet FCA 'fit and proper' requirements.


You might be interested in these services...

  • Ongoing Compliance

    Whether you’re seeking a compliance partner for the first time, or want to benchmark your current provider we offer a genuinely fresh perspective.

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  • Training

    E-learning, classroom training and board briefings to help firms meet FCA training and competence obligations.

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  • FCA Authorisation

    If you want to provide regulated financial services, we can help you avoid pitfalls and delays with your FCA authorisation application.

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Relevant resources

More resources
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Webinar: Immediate Consumer Duty priorities and how to achieve customer understanding

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Does the FCA consultation on enforcement signal a more aggressive approach?

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Regulatory News: FCA to carry out a review of firms and how they treat vulnerable customers

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TR Thumbnail final Talking regulation

Talking Regulation: News for high-net worth (HNW) individuals and sophisticated investors hidden within the budget last week…

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Our team

Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for our clients and the Regulator.

It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to a firm’s day-to-day running of their business.