Stay updated with June 2026's top regulatory changes for investment firms, from regulatory communications, Fund Assets and FinCEN proposals.
The FCA has confirmed reforms to the UK short selling regime, with new reporting and disclosure rules taking effect from July 2026.
Stay updated with May 2026's top regulatory changes for investment firms, from regulatory communications, Financial Crime Controls and SMCR Reform.
Stay updated with April 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and SDR labelling practices.
Stay updated with March 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and ESG disclosures.
The Financial Conduct Authority’s CP25/36 proposes replacing rigid quantitative tests with a more flexible qualitative assessment for elective professional clients, alongside a mandatory reassessment of existing client classifications.
Stay updated with February 2026's top regulatory changes for investment firms, from capital markets reform, AI innovation ESG disclosures.
Stay updated with January 2026's top regulatory changes for investment firms, from enhancing fund liquidity risk management, Consumer Duty and boosting the UK Investment culture.
Stay updated with December 2025’s top regulatory changes for investment firms, from BFSA and FCA reviews to US AML delays, Form PF changes and SEC 2026 priorities.