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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    FCA Report Card: How MIFIDPRU Firms are getting Prudential Reporting right (and wrong).

    The FCA found that while most MIFIDPRU firms report reliably, key gaps, such as ICARA inconsistencies, misclassification, and OFTR errors still require urgent improvement.

    Link
    Article
    Insights from UK Finance’s Economic Crime Congress 2025.

    Maya Braine, Managing Director and Head of Financial Crime, attended UK Finance’s Economic Crime Congress, where leaders across sectors highlighted fraud, data-sharing, and cross-industry collaboration as the key drivers shaping the UK’s economic crime response for 2025–2026.

    Link
    Article
    Autumn Budget 2025: Financial Crime Reflections.

    The Autumn Budget tightens the screws on high-street money laundering with stronger enforcement, a revamped Economic Crime Levy, and rising expectations for firms’ AML vigilance.

    Link
    Article
    AML Supervision Reform: A Single Supervisor for Professional Services

    The FCA will become the single AML supervisor for professional services. Maya Braine explains what this means for firms.

    Link
    Article
    Financial Crime Controls in Corporate Finance Firms – What the FCA Survey Reveals

    The FCA has just published the outcomes of a survey of corporate finance firms (CFFs).  The results send a clear message: many firms remain vulnerable to financial crime risks and regulatory censure because key controls are missing or underdeveloped.

    Link

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