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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    Investment Firms Newsletter – April 2026.

    Stay updated with April 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and SDR labelling practices.

    Link
    Article
    Investment Firms Newsletter – March 2026.

    Stay updated with March 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and ESG disclosures.

    Link
    Article
    Preparing for Client Categorisation Reform: What Firms Should Be Thinking About Now.

    The Financial Conduct Authority’s CP25/36 proposes replacing rigid quantitative tests with a more flexible qualitative assessment for elective professional clients, alongside a mandatory reassessment of existing client classifications.

    Link
    Article
    Investment Firms Newsletter – February 2026.

    Stay updated with February 2026's top regulatory changes for investment firms, from capital markets reform, AI innovation ESG disclosures.

    Link
    Article
    Investment Firms Newsletter – January 2026.

    Stay updated with January 2026's top regulatory changes for investment firms, from enhancing fund liquidity risk management, Consumer Duty and boosting the UK Investment culture.

    Link
    Article
    Investment Firms Newsletter – December 2025.

    Stay updated with December 2025’s top regulatory changes for investment firms, from BFSA and FCA reviews to US AML delays, Form PF changes and SEC 2026 priorities.

    Link

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