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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

Filter by:
    Article
    Corporate Memory: Why It Is Overlooked, Why It Matters, and How to Build It.

    Explore why corporate memory is more than organisational nostalgia and how it underpins effective governance, regulatory compliance and long-term resilience.

    Link
    Article
    Market Abuse and Admissions: A New Conduct Framework for Crypto.

    The FCA’s proposed cryptoasset regime would introduce new rules on cryptoasset admissions, disclosures and market abuse, bringing greater oversight, transparency and market integrity to the UK crypto market.

    Link
    Article
    Safeguarding via Insurance or Guarantee: What Firms Need to Know Following the FCA’s Implementation of New Requirements.

    Explore the FCA’s new expectations for firms using insurance or guarantees to safeguard customer funds under the enhanced CASS 15 regime.

    Link
    Article
    Is Your Crypto Business Ready for FCA Authorisation? Navigating CP25/40 and CP26/13.

    An overview of the FCA’s evolving cryptoasset regulatory perimeter under CP25/40 and CP26/13, and the key considerations for firms preparing for full FCA authorisation.

    Link
    Article
    Financial Crime Expectations for FCA‑Authorised Crypto Firms.

    The UK’s new crypto regime will require firms to demonstrate stronger, scalable financial crime controls ahead of full FSMA authorisation in 2027.

    Link
    Article
    Safeguarding Reporting and MI.

    The FCA’s new May 2026 safeguarding regime introduces stricter reporting, audit and governance requirements for payments and e-money firms, making robust management oversight of customer funds a clear regulatory priority.

    Link
    Article
    A Compliance Consultant’s View: What the FCA’s Consumer Finance Priorities Really Mean for Your Firm.

    Firms that fail to embed outcome-focused compliance into their core operations risk being exposed in an increasingly data-driven and interventionist regulatory environment.

    Link
    Article
    CASS 15: The Importance of Third-Party Safeguarding Oversight.

    As firms prepare for CASS 15, increased scrutiny on the selection and oversight of safeguarding third parties means a more structured, risk-based and well-documented approach is now essential.

    Link
    Article
    If the Worst Happens: CASS 10 and the Mandate for Resolution Packs.

    From May 2026, firms must maintain a clear, up-to-date Resolution Pack under CASS 10 to ensure customer funds can be swiftly returned in the event of insolvency.

    Link
    Article
    The UK’s Move to Formalise Cryptoasset Regulation: From Market Entry to Market Maturity.

    The FCA’s CP26/4 signals a decisive shift to full financial services regulation for UK crypto firms, prioritising governance, accountability and consumer protection over speed to market.

    Link
    Article
    CP25/42: Completing the FCA’s Prudential Framework for Cryptoasset Firms.

    The FCA’s CP25/42 finalises the UK’s prudential framework for cryptoasset firms, establishing capital, liquidity, and risk-management standards that make financial resilience and strategic governance central to regulatory compliance and long-term credibility.

    Link
    Article
    Critical collaboration on the MOU under DORA.

    The article explains that the EU–UK MoU under DORA creates a coordinated cross-border oversight regime for critical ICT third-party providers, raising expectations on operational resilience, third-party risk management and incident response for payments firms and their suppliers rather than reducing regulatory scrutiny.

    Link

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