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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    The UK’s Move to Formalise Cryptoasset Regulation: From Market Entry to Market Maturity.

    The FCA’s CP26/4 signals a decisive shift to full financial services regulation for UK crypto firms, prioritising governance, accountability and consumer protection over speed to market.

    Link
    Article
    Insights from UK Finance’s Economic Crime Congress 2025.

    Insights from the UK Finance Economic Crime Congress on UK economic crime, including fraud prevention, data sharing, public–private partnerships and FCA priorities for 2025–2026.

    Link
    Article
    The Final Six-Month Sprint To The FCA’S New Safeguarding Regime.

    The FCA safeguarding regime goes live in 2026. Learn what firms must do now, including resolution packs, audits, returns and accountability requirements.

    Link
    Article
    APP scams reimbursement dashboard – how well is the UK responding to scam claims?

    On the 16 July 2025, the Payment Systems Regulator (PSR) published its dashboard on the management of reimbursement claims since its policy was imposed on in-scope firms 6 months ago. It remains...

    Link
    Article
    UK National Risk Assessment 2025

    The UK government’s 2025 National Risk Assessment (NRA) has arrived, offering critical updates on money laundering and terrorist financing risks since the last assessment in 2020. This is the first NRA in...

    Link
    Article
    HMT, FCA & PRA Reviews of the Senior Managers & Certification Regime (SMCR)

    On 15 July 2025, Rachel Reeves, set out the government’s next steps to boost the UK’s financial services industry in her Leeds Reforms. Simultaneously, HMT, the FCA and the Bank of England...

    Link
    Article
    The FCA’s PS25/4: Revisiting research bundling in the UK – What fund managers and providers need to know

    Published in May 2025, the FCA’s Policy Statement PS25/4 introduced a significant regulatory shift for UK fund managers. While the policy came into effect two months ago, its practical implications are only...

    Link
    Article
    Tackling non-financial misconduct in financial services (“NFM”). Changes to the FCA’s Conduct Rules

    New rule under COCON The Financial Conduct Authority (FCA) is introducing a new rule under the Code of Conduct (COCON) to explicitly address non-financial misconduct (NFM), such as bullying, harassment, and violence,...

    Link
    Talking Regulation
    Talking Regulation: PISCES and the rise of secondaries: unlocking liquidity in private markets

    On 10 June 2025, the Financial Conduct Authority (FCA) published its much-anticipated final rules for a new type of trading venue: the Private Intermittent Securities and Capital Exchange System — better known...

    Link
    Article
    Managing Conflicts of Interest

    Managing conflicts of interest, is something no one (other than complete reprobates) objects to in principle. However, it is something that can be tricky to navigate in practice. For FCA regulated firms...

    Link
    Article
    Unlocking private markets for the public: The next frontier in UK capital markets

    In 2025, one of the most exciting trends in UK capital markets is unfolding quietly but powerfully: retail access to private markets. Historically the preserve of institutions and ultra-high-net-worth investors, private equity,...

    Link
    Article
    Firms’ treatment of customers in vulnerable circumstances – FCA review

    Last year, the Financial Conduct Authority (FCA) announced that it was conducting a review of how firms treat customers in vulnerable circumstances. It also took the opportunity to consider whether its existing...

    Link

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