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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    UK National Risk Assessment 2025

    The UK government’s 2025 National Risk Assessment (NRA) has arrived, offering critical updates on money laundering and terrorist financing risks since the last assessment in 2020. This is the first NRA in...

    Link
    Article
    Digital Finance Newsletter – July 2025

    Digital Finance Newsletter July 2025 Welcome to the latest edition of our compliance newsletter. The eagle eyed among you will have noticed that we have had a change of name since the...

    Link
    Article
    Tackling non-financial misconduct in financial services (“NFM”). Changes to the FCA’s Conduct Rules

    New rule under COCON The Financial Conduct Authority (FCA) is introducing a new rule under the Code of Conduct (COCON) to explicitly address non-financial misconduct (NFM), such as bullying, harassment, and violence,...

    Link
    Article
    Risk Management and Wind-Down Planning in E-Money and Payment Firms: FCA Multi-Firm Review

    In 2024–25, the Financial Conduct Authority (FCA) conducted a thematic review of 14 e-money and payment firms, assessing their frameworks for enterprise and liquidity risk, as well as their preparedness for an...

    Link
    Article
    UK Fraud Landscape 2025: Insights for Payment Service Providers

    The latest UK Finance Annual Fraud Report offers a detailed view of the evolving fraud environment that directly affect payment service providers (PSPs). In 2024, the UK saw a record-breaking 3.31 million...

    Link
    Article
    Managing Conflicts of Interest

    Managing conflicts of interest, is something no one (other than complete reprobates) objects to in principle. However, it is something that can be tricky to navigate in practice. For FCA regulated firms...

    Link
    Article
    HMT Proposes FSMA-Based Cryptoasset Regulation: a new chapter under familiar rules

    “Something old, something new”: this traditional wedding phrase mirrors HM Treasury’s approach to cryptoasset regulation. On 29 April, the HMT released draft rules proposing that cryptoassets be regulated under the Financial Services...

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    Article
    Firms’ treatment of customers in vulnerable circumstances – FCA review

    Last year, the Financial Conduct Authority (FCA) announced that it was conducting a review of how firms treat customers in vulnerable circumstances. It also took the opportunity to consider whether its existing...

    Link

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