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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

Filter by:
    Article
    Investment Firms Newsletter – June 2026.

    Stay updated with June 2026's top regulatory changes for investment firms, from regulatory communications, Fund Assets and FinCEN proposals.

    Link
    Article
    Investment Firms Newsletter – May 2026.

    Stay updated with May 2026's top regulatory changes for investment firms, from regulatory communications, Financial Crime Controls and SMCR Reform.

    Link
    Article
    Investment Firms Newsletter – April 2026.

    Stay updated with April 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and SDR labelling practices.

    Link
    Article
    Investment Firms Newsletter – March 2026.

    Stay updated with March 2026's top regulatory changes for investment firms, from regulatory communications, Consumer Duty and ESG disclosures.

    Link
    Article
    Investment Firms Newsletter – February 2026.

    Stay updated with February 2026's top regulatory changes for investment firms, from capital markets reform, AI innovation ESG disclosures.

    Link
    Article
    Creating a Provisional Licence Regime for FCA Authorisation.

    The UK government plans to introduce a Provisional Licence Regime to help start-ups gain FCA authorisation with time-limited permissions and reduced barriers to entry.

    Link
    Article
    Investment Firms Newsletter – January 2026.

    Stay updated with January 2026's top regulatory changes for investment firms, from enhancing fund liquidity risk management, Consumer Duty and boosting the UK Investment culture.

    Link
    Article
    Investment Firms Newsletter – December 2025.

    Stay updated with December 2025’s top regulatory changes for investment firms, from BFSA and FCA reviews to US AML delays, Form PF changes and SEC 2026 priorities.

    Link
    Press
    Waystone Transfers UK Compliance Business to Cosegic.

    Cosegic is pleased to announce that the Waystone Compliance Solutions UK business will transfer to Cosegic,.

    Link
    Article
    FCA Streamlines Capital Rules for Investment Firms.

    FCA Policy Statement PS25/14, effective 1 April 2026, simplifies MiFIDPRU regulatory capital rules, clarifying CET1 requirements, profit recognition, LLP treatment, minority interests, and holdings deductions for investment firms.

    Link
    Talking Regulation
    Multi-firm review into off-channel communications | FCA

    FCA review highlights growing scrutiny on off-channel communications under SYSC 10A.

    Link

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